The Prince · Chapter
I: How Many Kinds of Principalities There Are, and by What Means They Are Acquired explained
Machiavelli introduces the classification of states as either republics or principalities, and further divides principalities into hereditary and new types.
What happens
Machiavelli introduces the classification of states as either republics or principalities, and further divides principalities into hereditary and new types. New principalities can be entirely new or annexed to an existing state, and they are acquired through one's own arms, the arms of others, fortune, or ability.
Themes in this chapter
Acquisition and Maintenance of Power
The chapter categorizes principalities by how they are acquired, establishing a framework for analyzing the means of gaining and holding power.
The Role of Fortune and Virtù
Machiavelli introduces fortune and ability (virtù) as two primary means by which new principalities are acquired, setting up a key dichotomy for the rest of the work.
Characters to notice
- Francesco Sforza
Cited as an example of a prince who acquired an entirely new principality (Milan) through his own ability and arms.
- Ferdinand of Aragon
Referenced as the King of Spain who annexed the kingdom of Naples to his hereditary state.
Key passages
“All states, all powers, that have held and hold rule over men have been and are either republics or principalities.”
Every form of government that has ever existed or currently exists is either a republic or a principality.
This opening statement establishes the fundamental classification of political entities that Machiavelli will use throughout The Prince.
“The new are either entirely new, as was Milan to Francesco Sforza, or they are, as it were, members annexed to the hereditary state of the prince who has acquired them, as was the kingdom of Naples to that of the King of Spain.”
New principalities can be completely new, like Milan under Francesco Sforza, or they can be territories added to an existing hereditary state, like Naples added to the Spanish crown.
Machiavelli uses contemporary examples to illustrate the two subtypes of new principalities, grounding his theory in observable political events.